Annual report / Australian Securities & Investments Commission
Creator
Australian Securities & Investments Commission
Call Number
Nq 328.94 AUS
Created/Published
[Melbourne] : The Commission, 1998-
Issue
2008/2009, PP no. 344 of 2009
Images
148
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Related Documentation
Contents
A YEAR OF consolidation ASIC Annual Report 08-09
1
CONTENTS
2
,
3
at a glance 08-09
4
,
5
08-09 ASIC'S priorities AND key achievements
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,
7
CHAIRMAN'S REPORT
8
,
9
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10
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11
FINANCIAL SUMMARY
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REGULATING DURING MARKET TURBULENCE
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MAJOR ENFORCEMENT: SUMMARY AND ACTIONS
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21
PRIORITY 1 ASSIST AND PROTECT RETAIL INVESTORS AND FINANCIAL CONSUMERS
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29
PRIORITY 2 BUILD CONFIDENCE IN THE INTEGRITY OF AUSTRALIA'S CAPITAL MARKETS
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PRIORITY 3 FACILITATING INTERNATIONAL CAPITAL FLOWS AND INTERNATIONAL ENFORCEMENT
34
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35
PRIORITY 4 MANAGE THE DOMESTIC AND INTERNATIONAL IMPLICATIONS OF THE GLOBAL FINANCIAL TURMOIL
36
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37
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38
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39
PRIORITY 5 LIFT OPERATIONAL EFFECTIVENESS AND SERVICE LEVELS FOR ALL ASIC STAKEHOLDERS
40
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41
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42
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PRIORITY 6 IMPROVE SERVICES AND REDUCE COSTS BY USING NEW TECHNOLOGIES AND PROCESSES
48
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49
ASIC'S PEOPLE
50
ASIC IN THE COMMUNITY
51
ASIC IN THE ENVIRONMENT
52
ASIC IN REGIONAL AUSTRALIA
53
ADDITIONAL ASIC OUTCOMES AND OUTPUTS (ACHIEVEMENTS)
54
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55
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56
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57
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58
ORGANISATIONAL STRUCTURE
59
,
60
ASIC'S STAKEHOLDERS
61
COMMISSIONERS
62
,
63
REGIONAL COMMISSIONERS
64
,
65
WORKING AT ASIC
66
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67
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68
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69
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70
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71
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72
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73
WHERE ASIC FITS IN THE REGULATORY PICTURE
74
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75
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76
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77
AUDIT COMMITTEE AND AUDIT, ASSURANCE AND COMPLIANCE SERVICES
78
08-09 appendices
79
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80
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81
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82
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83
Six-year statistical summary
84
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85
FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2009
86
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87
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GLOSSARY
143
INDEX
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CONTACT DETAILS
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148
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http://nla.gov.au/nla.obj-2187609503
APA citation
Australian Securities & Investments Commission. (1998). Annual report Retrieved June 21, 2025, from http://nla.gov.au/nla.obj-2187609503
MLA citation
Australian Securities & Investments Commission. Annual report [Melbourne]: The Commission, 1998. Web. 21 June 2025 <http://nla.gov.au/nla.obj-2187609503 >
Harvard/Australian citation
Australian Securities & Investments Commission. 1998, Annual report The Commission, [Melbourne] viewed 21 June 2025 http://nla.gov.au/nla.obj-2187609503
Wikipedia citation
{{Citation
| author1=Australian Securities & Investments Commission.
| title=Annual report
| year=1998
| section=v. : illustrations ; 21 cm.
| issn=1448-3416
| series=Parliamentary paper (Australia. Parliament)
| issue=2008/2009, PP no. 344 of 2009
| location=[Melbourne]
| publisher=The Commission
| url=http://nla.gov.au/nla.obj-2187609503
| id=nla.obj-2187609503
| access-date=21 June 2025
| via=Trove
}}
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