Annual report / Australian Securities & Investments Commission

Creator
Australian Securities & Investments Commission
Call Number
Nq 328.94 AUS
Created/Published
[Melbourne] : The Commission, 1998-
Issue
2009/2010, PP no. 364 of 2010
Images
152
View Catalogue

Contents

A YEAR OF achievement ASIC Annual Report 09-10 1
CONTENTS 2
LETTER OF TRANSMITTAL 3
AT A glance 09-10 4 , 5
chairman's REPORT 6 , 7 , 8 , 9
Commissioners 10 , 11
Financial summary 12 , 13
Regulating through and beyond the crisis 14 , 15 , 16 , 17
Deterrence: summary and major actions 18 , 19 , 20 , 21
ASIC'S priorities and 09 key achievemen[?] 22 , 23
PRIORITY 1 Assist and protect retail investors and consumers in the financial economy 24 , 25 , 26 , 27 , 28 , 29
PRIORITY 2 Build confidence in the integrity of Australia's capital markets 30 , 31 , 32 , 33
PRIORITY 3 Facilitate international capital flows and international cooperation 34 , 35
PRIORITY 4 Manage the domestic and international implications of the global financial crisis 36 , 37
PRIORITY 5 Lift operational effectiveness and service levels for all ASIC stakeholders 38 , 39 , 40 , 41 , 42 , 43 , 44 , 45
PRIORITY 6 Improve services and reduce costs with new technologies and processes 46 , 47
New responsibilities 48 , 49
ASIC's people 50
ASIC in the community 51 , 52
ASIC and the environment 53
ASIC in regional Australia 54 , 55
Additional ASIC outcomes 56 , 57 , 58 , 59 , 60
Organisational structure 61 , 62
ASIC's stakeholders 63
Regional Commissioners 64 , 65
Working at ASIC 66 , 67 , 68 , 69 , 70 , 71
Where ASIC fits in the regulatory picture 72 , 73 , 74
Audit Committee and audit, assurance and compliance services 75 , 76
09-10 appendices 77 , 78 , 79 , 80 , 81 , 82 , 83
FINANCIAL STATEMENTS 84 , 85 , 86 , 87 , 88 , 89 , 90 , 91 , 92 , 93 , 94 , 95 , 96 , 97 , 98 , 99 , 100 , 101 , 102 , 103 , 104 , 105 , 106 , 107 , 108 , 109 , 110 , 111 , 112 , 113 , 114 , 115 , 116 , 117 , 118 , 119 , 120 , 121 , 122 , 123 , 124 , 125 , 126 , 127 , 128 , 129 , 130 , 131 , 132 , 133 , 134 , 135 , 136 , 137 , 138 , 139 , 140 , 141 , 142 , 143 , 144 , 145 , 146
Glossary 147
Index 148 , 149 , 150
Contact Details 151 , 152

Text

Cite

Citation options:
Work identifier

http://nla.gov.au/nla.obj-2187665549

APA citation

Australian Securities & Investments Commission. (1998). Annual report Retrieved June 22, 2025, from http://nla.gov.au/nla.obj-2187665549

MLA citation

Australian Securities & Investments Commission. Annual report [Melbourne]: The Commission, 1998. Web. 22 June 2025 <http://nla.gov.au/nla.obj-2187665549>

Harvard/Australian citation

Australian Securities & Investments Commission. 1998, Annual report The Commission, [Melbourne] viewed 22 June 2025 http://nla.gov.au/nla.obj-2187665549

Wikipedia citation

{{Citation
  | author1=Australian Securities & Investments Commission.
  | title=Annual report
  | year=1998
  | section=v. : illustrations ; 21 cm.
  | issn=1448-3416
  | series=Parliamentary paper (Australia. Parliament)
  | issue=2009/2010, PP no. 364 of 2010
  | location=[Melbourne]
  | publisher=The Commission
  | url=http://nla.gov.au/nla.obj-2187665549
  | id=nla.obj-2187665549
  | access-date=22 June 2025
  | via=Trove
}}

Citations are automatically generated and may require some modification to conform to exact standards.

Download

Select the images you want to download, or the whole document.

Available formats
TIF high resolution
Include
All
Current

Or select a range of images:

Order

You can order a copy of this work from Copies Direct.

Copies Direct supplies reproductions of collection material for a fee. This service is offered by the National Library of Australia

Include

Or select a range of images:

Share

Share on Twitter

Share on Facebook

What can I do with this?

Copyright varies by issue and article

Reason for copyright status
Serials have an open range of dates.

Copyright varies with each issue and article. You may have full rights to copy, or may be able to copy only under some circumstances, for example a portion for research or study. Order a copy where circumstances allow or Contact us for further information.

Copyright status was determined using the following information:

Material type
Literary, dramatic or musical work

Copyright status may not be correct if data in the record is incomplete or inaccurate. Other access conditions may also apply.

For more information please see: Copyright in library collections.